EPSTEIN
page 2 / 327 . OCR, unverified
being told an LS2 facilty cannot be setup without these dots (which we need to set up an OTC collateral
account). Apparently, Gideon Pinedo helped with this process in the past. Thanks.
KYC Document
PCR Document
RDC Document
Regards,
Keith
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From: Funda Bozkurt
Sent: Tuesday, January 09, 2018 2:16 PM
To: Keith Buckholz
Cc: Paolo De-Leon
Subject: RE: New Derivatives account. DI
You can ask Zia Memon /Diana Canter. The team reports to him.
Funda Bozkurt
Deutsche Bank Trust Company Americas.
WM-Divisional Control Office
345 Park Avenue, 10154-0004 New York, NY, USA
From: Keith Buckholz
Sent: Tuesday, January 09, 2018 2:15 PM
To: Funda Bozkurt
Cc: Paolo De-Leon
Subject: FW: New Derivatives account. [I]
Importance: High
Classification: For internal use only
Hi Funda,
Do you know who owns or maintains KYC documentation (for WM accounts)? Thanks.
Regards,
Keith
From: Keith Buckholz
Sent: Friday, December 08, 2017 11:38 AM
To: Srikanta Gouda <lia>;
Surendra Singh
; Collateral Admin-NY
Cc: Nitin-X Singh
; Collateral Admin-NY
CUSTOMERBUILD BLO
Sendhil-kumarr
'FX Middle Office' MN
Debra Jasper <
; Roxanne Scott
Halina
Laczny <
; Hiren Mathur <
; CRM-PWM Derivatives <=
>; Enid Ellis a;
Collateral-Assets Newyork <NSIN.
Subject: RE: New Derivatives account. [I]
Importance: High
Classification: For Internal WO only
Hi Srikanta,
Is there an escalation point for this issue? Going forward BRM will not be providing KYC documentation to have
collateral accounts set up. Thanks.
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Regards,
Keith
Keith Buckholz, CAIA
Director I Credit Risk Officer
Deutsche Bank Wealth Management
Business aligned Risk Management
345 Park Avenue, MS NYC20-1406
New York NY 10154
Tel:
Mobile:
From: Keith Buckholz
Sent: Monday, November 20, 2017 2:01 PM
To: Srikanta Gouda <
Cc: Nitin-X Sin • h <
>; Surendra Singh <
>; Collateral Admin-NY <
>; Sendhil-kumar K <
>; Debra Jasper <
; Hiren Mathur <
>; Enid Ellis <
Subject: RE: New Derivatives account. [I]
Srikanta,
>;
>; Collateral Admin-NY
>; CUSTOMERBUILD BLO
>; FX Middle Office <ix-
Roxanne Scott <
>, Halina
>; CRM-PWM Derivatives <
>; Collateral-Assets Newyork a
I was asking if you knew someone (an actual person) who has provided your team with these docs in previous
requests. I'll reach to that person for the documents your team requires. Thanks.
Keith
Sent with BlackBerry Work
(www.blackberry.com)
From: Srikanta Gouda
Date: Monday, Nov 20 2017 1:43 PM
To: Surcndra Singh
Cc: Nitin-X
, Keith Buckholz
Collateral Admin-NY
Collateral Admin-NY
, Scndhil-kumar K
•
bra Jasper
, Hircn Mathur
Enid Ellis
Collatera
Subject: RErNew rI
ya ryes account. DI
Classification: For Internal use only
As mentioned earlier...
ssets ewyo
>, CUSTOMERBUILD BLO
, FX Middle Office MN
>, Roxanne Scott
CRM-PWM Derivatives
Halina LaCIXIN
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"Please note - CRM or the requester used to provide the below requested information to Customerbuild team
whenever there is a necessity to onboard a new client"
Yes.. but not sure, whom do Requester or CRM reach out to get these documents. Thanks
Kind regards,
Srikanta Gouda
Srikanta Gouda
Process Supervisor
DBOI Global Services Private Limited
Global Business Services
Velanka
art N 4
lectronic City, Hosur Road„ 560100 Bangalore, India
Email
From: Surendra Singh
Sent: Tuesday, November 21 2017 12:06 AM
To: Keith Buckholz <
; Srikanta Gouda <
>; Collateral Admin-NY
Cc: Nitin-X Sin:
; Collateral Admin-NY <
>; CUSTOMERBUILD BLO
>; Sendhil-kumar K <
>; FX Middle Office <lie
>; Debra Jasper <
>; Roxanne Scott <
>; Halina
Laczn <
>; FX Middle Office <
>; Hiren Mathur
>; CRM-PWM Derivatives
>; Enid Ellis <->;
Collateral-Assets Newyork <
Subject: RE: New Derivatives account.
Classification: For internal use only
Srikanta,
Please advise Keith on below mail.
Kind regards,
Surendra Singh
Surendra Singh
Associate I COO Wealth Management Operations
DBOI Global Services Private Limited
A-1
Mahindra Technology Park, Inside Mahndra World City - SEZ, s)
Jaipur, India
Tel.
Fax
Mob
Email
Go green. Consider the environment before printing this email.
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